Bumper Job Opening for Audit Executive in Shah Kapadia And Associates, Surat, Gujarat

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We got a new job opening detail

company name Shah Kapadia And Associates

location : Surat, Gujarat

description : Job descriptionDear Candidate,We are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC’s, NBFC etc. We have a PAN India presence with more than 300 clients.About role:Designation: Audit AssistantDepartment : Audit/ InspectionIndustry: Stock BrokingQualification: Specialized in Commerce BackgroundLocation: Surat, PiplodWork Experience : Mininum 1 to 2 yearsHandled compliance related inspections of various types of Brokers of the Exchangeincluding Small & Medium Size stock brokers, proprietary traders, brokers havinginstitutional clients, banks dealing in equity market and big broking houses. Conducting in-depth financial analysis and risk assessment of stock broker to gaugetheir solvency and to evaluate the potential risk they pose to system. Conducting and managing Internal audits of various broking Houses Assisting and providing expert advice to Stock Brokers, DP’s and other clientsregarding compliances. Drafting of various observations of the queries raised by Exchanges/ SEBI. Implementing various circulars issued by NSE/SEBI Client Co-Ordination and assisting team for the various audits.Job Type: Full-time/ PermanentJob Type: Full-timeSchedule:Day shiftExperience:total work: 1 year (Preferred)Auditors & Assurance Occupations: 1 year (Preferred)

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